Software Suite to Tackle Market Abuse and Compliance Problems
If you are the manager of an organization dealing with huge volumes of trading, such as an investor firm or a bank, the challenges thrown by the complexities of capital markets trading in the current scenario need to be faced. Across all asset classes and venues, the ever-new regulation requirements from authorities has meant necessity of installation of specialized tools in order to prevent market abuse and ensure compliance. The market abuse solution presented by some service providers of software for the purpose has been exemplary.
Some advantages of installing market abuse technology
If you have long-standing experience of trading surveillance to go with undaunted commitment to compliance, the unprecedented flexibility and control offered by the software solution provider is really helpful. The benefits of such software tool are:
• Surveillance and compliance enabled for multi-asset class and multi-venue capital markets with a single platform.
• Enabling the streaming of management information at the right time for better decision making. Effective evaluation of trends helps to “drill down” to the actual incident that necessitates attention.
• Varying business units and regulatory environments could be enabled for effective management of capital markets compliance and risk.
• The trading alert function built-in to the software helps to get automated alerts for infringements in trading as well as reporting.
• With the help of following the industry best practices, robust case management can be brought to bear. This takes care of the need for conforming to current compliance rules.
• In order to improve operational efficiency, such software tool could be utilized as it replaces the time consuming manual activities with effective automations.
Thus, with the help of such software tool, the investor firm or bank is able to keep tabs on even complex trading activities for ensuring that there is no chance whatsoever of market abuse. Operation efficiency improvements and better risk management are the natural outcome of having such a system in place. The convenient and flexible manner in which this software solution can be implemented on a firm really helps the firms in managing the most complex compliance requirements.
With the changing rules and regulations of the market regulatory authorities such as ESMA, the investor firms actually do not have a choice these days but to resort to specialized market abuse solution. The market abuse technology available from some credible providers can come to the rescue of the financial firms and banks even when faced with the most complex suspicious trading activities.
Some advantages of installing market abuse technology
If you have long-standing experience of trading surveillance to go with undaunted commitment to compliance, the unprecedented flexibility and control offered by the software solution provider is really helpful. The benefits of such software tool are:
• Surveillance and compliance enabled for multi-asset class and multi-venue capital markets with a single platform.
• Enabling the streaming of management information at the right time for better decision making. Effective evaluation of trends helps to “drill down” to the actual incident that necessitates attention.
• Varying business units and regulatory environments could be enabled for effective management of capital markets compliance and risk.
• The trading alert function built-in to the software helps to get automated alerts for infringements in trading as well as reporting.
• With the help of following the industry best practices, robust case management can be brought to bear. This takes care of the need for conforming to current compliance rules.
• In order to improve operational efficiency, such software tool could be utilized as it replaces the time consuming manual activities with effective automations.
Thus, with the help of such software tool, the investor firm or bank is able to keep tabs on even complex trading activities for ensuring that there is no chance whatsoever of market abuse. Operation efficiency improvements and better risk management are the natural outcome of having such a system in place. The convenient and flexible manner in which this software solution can be implemented on a firm really helps the firms in managing the most complex compliance requirements.
With the changing rules and regulations of the market regulatory authorities such as ESMA, the investor firms actually do not have a choice these days but to resort to specialized market abuse solution. The market abuse technology available from some credible providers can come to the rescue of the financial firms and banks even when faced with the most complex suspicious trading activities.
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