Series 7 Exam: General Securities Representative
The Series 7 is intended for general securities registered representatives. The test covers stocks, corporate bonds and CMOs, government securities, options, mutual funds, variable annuities, and limited partnerships. It gives an employee the ability to sell general securities. A student must be sponsored by a broker/dealer to sit for the exam. The Series 63 or 66 should follow the Series 7 license.
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