Securities Lawyers' use FINRA Broker Check Tool to Help Prevent Fraud
When finding a partner to manage your securities trading, nothing is more important than trust. You can look up your stockbroker or financial advisor using the Financial Industry Regulatory Authorities' ("FINRA") broker check tool. Your hard-earned money is in the hands of your brokerage, and you expect them to treat it with care and respect. However, sometimes this is not the case. If a broker has many past complaints on their records you may want to ask more questions to find out what triggered the complaints and how they were resolved.
Securities fraud, which can include negligent and irresponsible trading, misrepresentation, or excessive risk-taking on the part of the broker, is a serious problem that impacts thousands each year. Using the FINRA broker check tool you can look up any registered FINRA stockbroker and see their entire complaint history.
If you have been impacted by these fraudulent behaviors and incurred financial losses as a result, Soreide Law Group wants to represent you in FINRA arbitration, backing you with the expertise required to win your case.
To read more about securities fraud, visit https://www.securitieslawyer.com
The lawyers at Soreide are familiar with the many signs of negligent trading and can help build litigation against brokers in conjunction with the Financial Industrial Regulatory Authority, or FINRA. FINRA allows Soreide Law Group's lawyers to take advantage of statutes in state, local, common, and federal law to give you the best chance of financial recovery in your financial loss claim against your financial advisor.
Lars Soreide, head lawyer at Soreide Law Group, worked at FINRA for several years, assembling cases against fraudulent brokers and helping those impacted recoup their losses. This new service brings Soreide’s expertise to people like you, providing those who have suffered from the actions of unqualified brokerages with high-quality legal counsel.
While arbitration processes may be carried out by non-lawyers, Soreide Law Group provides trained experts in both the legal and financial framework of arbitration. The counsel they provide can keep the legal proceedings out of the courtroom while still being equipped to handle the complex proceedings that may transpire during FINRA arbitration.
The firm has also established its own database of brokerages and other entities currently under investigation for fraud, or confirmed by FINRA’s independent team as being fraudulent or negligent in the past. This database is searchable and spans across a number of high-risk industries where excessive margin calls, over-concentration, and other irresponsible trading tactics are common.
Let Soreide Law Group be your representation in arbitration; they treat every client as a respected partner and have been rated 5/5 stars on several popular legal review sites thanks to their renowned customer service and high rate of success.
You can contact the firm at 1-888-760-6552 for a free consultation and to discuss potential litigation. Clients pay no fee until funds are recovered, and in the case of no recovery, Soreide will front the costs as a continuation of their ongoing commitment to customer service and to securing justice for their clients.
For more details, visit https://www.securitieslawyer.com
Soreide Law Group 2401 East Atlantic Boulevard Suite 305, Pompano Beach, Florida 33062, United States Website https://www.securitieslawyer.com/
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