How to Sue Your Securities Broker For losses With a Florida Securities Lawyer

by PRC Agency PR
How to Sue Your Securities Broker For losses With a Florida Securities Lawyer

If you are like many Floridians, then your financial future depends on the successful growth of your stock or securities portfolio and the safety of your retirement fund. We often entrust the protection of those funds to financial professionals who seem to have your best interests in mind, but the grim truth is that in some cases, they are only thinking about lining their own pockets. Past bad behavior isn't always a predictor of future misconduct but everyone should know who they are hiring and are they at a heightened risk of getting ripped off by a bad stockbroker.

If you, like so many others, have suffered as a result of negligent or malicious behavior by your stockbroker, then you may have a case. Soreide Law Group recommends you use FINRA Brokercheck's free tool to help you make that determination.

To find out more and use their Brokercheck tool, visit

Soreide Law Group also has committed themselves to keeping their own catalog of brokers who have been accused or convicted of financial fraud constantly up-to-date. They maintain this searchable database to help Floridians like you easily determine whether they may have been defrauded so that they can seek damages as quickly as possible.

Soreide Law Group, with more than 14 years experience as Florida Securities Lawyers, in the FINRA arbitration process, which is the means by which funds can be recovered in cases of financial fraud on the part of a securities broker without litigating in court. The process serves to give those who have been defrauded an avenue to recovery without incurring costly legal fees.

The FINRA Brokercheck tool helps the public keep track of untrustworthy individuals in the financial industry, and also to give Floridians some examples of what constitutes fraudulent behavior. If you discover that you may have been defrauded, you can contact Soreide Law Group for representation, with all costs advanced until recovery is achieved.

Some of the financial professionals included in the database have previously engaged in crimes or negligence including improper investing strategies or outright theft and mishandling of funds. Some of these improper strategies include excessive use of margin, the selling of high-risk placements, failure to limit losses, or losses in the oil and gas sector.

Lars Soreide, the head securities attorney at Soreide Law Group, spent many years as an in-house litigator for FINRA, or the Financial Industry Regulatory Authority. During that time, he became familiar with the toolkit available to those engaging in FINRA arbitration, which includes a wide range of state, local, and federal statutes to be leveraged against fraudulent brokerages.

Your financial future should not be left in the hands of those who are actively working against you. Find out if you may be able to seek recovery for damages; use the FINRA Brokercheck tool to better protect yourself today.

If you use the Free FINRA Brokercheck tool and discover that your broker has many past claims, contact the Soreide Law Group for a no-obligation consultation to see if you have a potential case. Meetings are available over Zoom or over the phone at 1-888-760-6552.

To schedule a Zoom consultation, visit

Soreide Law Group 2401 East Atlantic Boulevard Suite 305, Pompano Beach, Florida 33062, United States Website

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Created on Feb 9th 2023 09:51. Viewed 151 times.


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